Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 9 | 41 | 50 | 82.00% |
| 2023-12-31 | 8 | 36 | 44 | 81.82% |
| 2022-12-31 | 7 | 37 | 44 | 84.09% |
| 2021-12-31 | 9 | 42 | 51 | 82.35% |
| 2020-12-31 | 8 | 44 | 52 | 84.62% |
| 2019-12-31 | 9 | 44 | 53 | 83.02% |
| 2018-12-31 | 7 | 40 | 47 | 85.11% |
| 2017-12-31 | 6 | 57 | 63 | 90.48% |
| 2016-12-31 | 4 | 55 | 59 | 93.22% |
| 2015-12-31 | 4 | 50 | 54 | 92.59% |
| 2014-12-31 | 7 | 58 | 65 | 89.23% |
| 2013-12-31 | 5 | 41 | 46 | 89.13% |
| 2012-12-31 | 4 | 38 | 42 | 90.48% |
| 2011-12-31 | 4 | 37 | 41 | 90.24% |
| 2010-12-31 | 2 | 5 | 7 | 71.43% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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