Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司

SFC restricts accounts at 14 brokers for suspected manipulation of Smartac (0395)
SFC, 25-Jun-2019
SFC bans Su Xiqiang, ex-RO of Guosen Securities (HK) Brokerage Co Ltd for 10 months
SFC, 23-Apr-2019
SFC fines Guosen Securities (HK) HK$15.2m for breaches of AML requirements
SFC, 18-Feb-2019
The firm processed over 2200 suspicious third-party deposits (i.e. not made by clients but into their accounts) totalling over HK$2.3bn in 14 months up to Dec-2015.

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