J.P. MORGAN BROKING (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 9 | 37 | 46 | 80.43% |
| 2024-12-31 | 10 | 38 | 48 | 79.17% |
| 2023-12-31 | 9 | 40 | 49 | 81.63% |
| 2022-12-31 | 6 | 40 | 46 | 86.96% |
| 2021-12-31 | 8 | 47 | 55 | 85.45% |
| 2020-12-31 | 9 | 43 | 52 | 82.69% |
| 2019-12-31 | 9 | 45 | 54 | 83.33% |
| 2018-12-31 | 8 | 41 | 49 | 83.67% |
| 2017-12-31 | 9 | 37 | 46 | 80.43% |
| 2016-12-31 | 8 | 35 | 43 | 81.40% |
| 2015-12-31 | 13 | 102 | 115 | 88.70% |
| 2014-12-31 | 18 | 110 | 128 | 85.94% |
| 2013-12-31 | 16 | 111 | 127 | 87.40% |
| 2012-12-31 | 15 | 107 | 122 | 87.70% |
| 2011-12-31 | 10 | 99 | 109 | 90.83% |
| 2010-12-31 | 5 | 101 | 106 | 95.28% |
| 2009-12-31 | 5 | 123 | 128 | 96.09% |
| 2008-12-31 | 5 | 143 | 148 | 96.62% |
| 2007-12-31 | 4 | 164 | 168 | 97.62% |
| 2006-12-31 | 6 | 106 | 112 | 94.64% |
| 2005-12-31 | 6 | 82 | 88 | 93.18% |
| 2004-12-31 | 6 | 66 | 72 | 91.67% |
| 2003-12-31 | 4 | 52 | 56 | 92.86% |
| 2003-03-31 | 4 | 52 | 56 | 92.86% |
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