SFC licensee history: all firms: Dealing in securities

Activity type:

This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-30 5068 25310 30378 83.32%
2025-08-31 5043 24946 29989 83.18%
2025-07-31 5049 24846 29895 83.11%
2025-06-30 5061 24713 29774 83.00%
2025-05-31 5067 24816 29883 83.04%
2025-04-30 5088 24701 29789 82.92%
2025-03-31 5086 24680 29766 82.91%
2025-02-28 5104 24709 29813 82.88%
2025-01-31 5091 24599 29690 82.85%
2024-12-31 5069 24557 29626 82.89%
2024-11-30 5027 24589 29616 83.03%
2024-10-31 5019 24521 29540 83.01%
2024-09-30 5021 24412 29433 82.94%
2024-08-31 5016 24340 29356 82.91%
2024-07-31 4989 24310 29299 82.97%
2024-06-30 5009 24233 29242 82.87%
2024-05-31 5003 24359 29362 82.96%
2024-04-30 5007 24433 29440 82.99%
2024-03-31 5010 24480 29490 83.01%
2024-02-29 5037 24534 29571 82.97%
2024-01-31 5008 24636 29644 83.11%
2023-12-31 5008 24645 29653 83.11%
2023-11-30 5034 24771 29805 83.11%
2023-10-31 5034 24802 29836 83.13%
2023-09-30 5047 24838 29885 83.11%
2023-08-31 5057 24837 29894 83.08%
2023-07-31 5063 24744 29807 83.01%
2023-06-30 5092 24810 29902 82.97%
2023-05-31 5123 24870 29993 82.92%
2023-04-30 5121 24874 29995 82.93%
2023-03-31 5125 25017 30142 83.00%
2023-02-28 5134 25057 30191 82.99%
2023-01-31 5123 25109 30232 83.05%
2022-12-31 5108 25190 30298 83.14%
2022-11-30 5131 25290 30421 83.13%
2022-10-31 5093 25372 30465 83.28%
2022-09-30 5092 25360 30452 83.28%
2022-08-31 5088 25270 30358 83.24%
2022-07-31 5101 25190 30291 83.16%
2022-06-30 5102 25233 30335 83.18%
2022-05-31 5101 25422 30523 83.29%
2022-04-30 5098 25402 30500 83.29%
2022-03-31 5108 25396 30504 83.25%
2022-02-28 5106 25420 30526 83.27%
2022-01-31 5090 25532 30622 83.38%
2021-12-31 5088 25519 30607 83.38%
2021-11-30 5073 25450 30523 83.38%
2021-10-31 5046 25252 30298 83.35%
2021-09-30 5025 25024 30049 83.28%
2021-08-31 4985 24815 29800 83.27%
2021-07-31 4984 24613 29597 83.16%
2021-06-30 4984 24523 29507 83.11%
2021-05-31 4985 24574 29559 83.14%
2021-04-30 4977 24597 29574 83.17%
2021-03-31 4970 24682 29652 83.24%
2021-02-28 4971 24629 29600 83.21%
2021-01-31 5002 24690 29692 83.15%
2020-12-31 4989 24725 29714 83.21%
2020-11-30 4988 24768 29756 83.24%
2020-10-31 4960 24742 29702 83.30%
2020-09-30 4911 24655 29566 83.39%
2020-08-31 4891 24597 29488 83.41%
2020-07-31 4913 24698 29611 83.41%
2020-06-30 4903 24638 29541 83.40%
2020-05-31 4915 24728 29643 83.42%
2020-04-30 4888 24734 29622 83.50%
2020-03-31 4891 24812 29703 83.53%
2020-02-29 4863 24966 29829 83.70%
2020-01-31 4851 25047 29898 83.77%
2019-12-31 4856 25132 29988 83.81%
2019-11-30 4856 25146 30002 83.81%
2019-10-31 4838 25188 30026 83.89%
2019-09-30 4820 25187 30007 83.94%
2019-08-31 4773 25099 29872 84.02%
2019-07-31 4761 24954 29715 83.98%
2019-06-30 4727 24895 29622 84.04%
2019-05-31 4736 25003 29739 84.07%
2019-04-30 4700 24994 29694 84.17%
2019-03-31 4666 25022 29688 84.28%
2019-02-28 4657 25043 29700 84.32%
2019-01-31 4650 25061 29711 84.35%
2018-12-31 4582 24988 29570 84.50%
2018-11-30 4593 25036 29629 84.50%
2018-10-31 4555 24901 29456 84.54%
2018-09-30 4513 24670 29183 84.54%
2018-08-31 4499 24625 29124 84.55%
2018-07-31 4437 24490 28927 84.66%
2018-06-30 4384 24286 28670 84.71%
2018-05-31 4353 24324 28677 84.82%
2018-04-30 4294 24278 28572 84.97%
2018-03-31 4237 24333 28570 85.17%
2018-02-28 4209 24282 28491 85.23%
2018-01-31 4178 24268 28446 85.31%
2017-12-31 4138 24163 28301 85.38%
2017-11-30 4093 24170 28263 85.52%
2017-10-31 4015 24093 28108 85.72%
2017-09-30 3953 23971 27924 85.84%
2017-08-31 3914 23865 27779 85.91%
2017-07-31 3870 23757 27627 85.99%
2017-06-30 3869 23766 27635 86.00%
2017-05-31 3858 23816 27674 86.06%
2017-04-30 3850 23849 27699 86.10%
2017-03-31 3849 23910 27759 86.13%
2017-02-28 3824 23947 27771 86.23%
2017-01-31 3794 23964 27758 86.33%
2016-12-31 3735 23934 27669 86.50%
2016-11-30 3717 24008 27725 86.59%
2016-10-31 3657 23948 27605 86.75%
2016-09-30 3626 23973 27599 86.86%
2016-08-31 3605 23924 27529 86.90%
2016-07-31 3551 23674 27225 86.96%
2016-06-30 3514 23548 27062 87.02%
2016-05-31 3481 23706 27187 87.20%
2016-04-30 3473 23807 27280 87.27%
2016-03-31 3461 23881 27342 87.34%
2016-02-29 3469 23824 27293 87.29%
2016-01-31 3446 23799 27245 87.35%
2015-12-31 3421 23875 27296 87.47%
2015-11-30 3398 23897 27295 87.55%
2015-10-31 3363 23763 27126 87.60%
2015-09-30 3364 23523 26887 87.49%
2015-08-31 3324 23369 26693 87.55%
2015-07-31 3312 23135 26447 87.48%
2015-06-30 3293 23047 26340 87.50%
2015-05-31 3270 22993 26263 87.55%
2015-04-30 3278 23001 26279 87.53%
2015-03-31 3271 23105 26376 87.60%
2015-02-28 3272 23050 26322 87.57%
2015-01-31 3269 22978 26247 87.55%
2014-12-31 3270 22924 26194 87.52%
2014-11-30 3262 22884 26146 87.52%
2014-10-31 3248 22842 26090 87.55%
2014-09-30 3221 22709 25930 87.58%
2014-08-31 3213 22569 25782 87.54%
2014-07-31 3195 22398 25593 87.52%
2014-06-30 3190 22383 25573 87.53%
2014-05-31 3189 22463 25652 87.57%
2014-04-30 3175 22519 25694 87.64%
2014-03-31 3164 22575 25739 87.71%
2014-02-28 3157 22617 25774 87.75%
2014-01-31 3153 22579 25732 87.75%
2013-12-31 3117 22520 25637 87.84%
2013-11-30 3114 22566 25680 87.87%
2013-10-31 3111 22638 25749 87.92%
2013-09-30 3098 22532 25630 87.91%
2013-08-31 3092 22433 25525 87.89%
2013-07-31 3086 22275 25361 87.83%
2013-06-30 3066 22179 25245 87.86%
2013-05-31 3072 22346 25418 87.91%
2013-04-30 3066 22374 25440 87.95%
2013-03-31 3053 22411 25464 88.01%
2013-02-28 3038 22543 25581 88.12%
2013-01-31 3043 22473 25516 88.07%
2012-12-31 3022 22591 25613 88.20%
2012-11-30 3015 22700 25715 88.28%
2012-10-31 3016 22884 25900 88.36%
2012-09-30 2994 22849 25843 88.41%
2012-08-31 2973 22943 25916 88.53%
2012-07-31 2965 22878 25843 88.53%
2012-06-30 2955 22770 25725 88.51%
2012-05-31 2965 23026 25991 88.59%
2012-04-30 2939 23276 26215 88.79%
2012-03-31 2931 23268 26199 88.81%
2012-02-29 2877 23442 26319 89.07%
2012-01-31 2846 23556 26402 89.22%
2011-12-31 2819 23485 26304 89.28%
2011-11-30 2801 23631 26432 89.40%
2011-10-31 2763 23593 26356 89.52%
2011-09-30 2732 23549 26281 89.60%
2011-08-31 2714 23432 26146 89.62%
2011-07-31 2678 23035 25713 89.59%
2011-06-30 2655 22924 25579 89.62%
2011-05-31 2642 23508 26150 89.90%
2011-04-30 2635 23405 26040 89.88%
2011-03-31 2647 23442 26089 89.85%
2011-02-28 2622 23227 25849 89.86%
2011-01-31 2613 23186 25799 89.87%
2010-12-31 2584 23036 25620 89.91%
2010-11-30 2556 22931 25487 89.97%
2010-10-31 2528 22718 25246 89.99%
2010-09-30 2500 22574 25074 90.03%
2010-08-31 2483 22377 24860 90.01%
2010-07-31 2458 22115 24573 90.00%
2010-06-30 2430 22000 24430 90.05%
2010-05-31 2406 21128 23534 89.78%
2010-04-30 2405 21036 23441 89.74%
2010-03-31 2393 20993 23386 89.77%
2010-02-28 2388 20830 23218 89.71%
2010-01-31 2379 20711 23090 89.70%
2009-12-31 2377 20471 22848 89.60%
2009-11-30 2376 20311 22687 89.53%
2009-10-31 2345 20129 22474 89.57%
2009-09-30 2344 19990 22334 89.50%
2009-08-31 2332 19835 22167 89.48%
2009-07-31 2315 19608 21923 89.44%
2009-06-30 2299 19485 21784 89.45%
2009-05-31 2279 19420 21699 89.50%
2009-04-30 2273 19371 21644 89.50%
2009-03-31 2291 19391 21682 89.43%
2009-02-28 2269 19307 21576 89.48%
2009-01-31 2271 19310 21581 89.48%
2008-12-31 2274 19369 21643 89.49%
2008-11-30 2251 19626 21877 89.71%
2008-10-31 2239 19848 22087 89.86%
2008-09-30 2219 19593 21812 89.83%
2008-08-31 2203 19750 21953 89.96%
2008-07-31 2200 19578 21778 89.90%
2008-06-30 2178 19323 21501 89.87%
2008-05-31 2173 19151 21324 89.81%
2008-04-30 2172 18981 21153 89.73%
2008-03-31 2163 18765 20928 89.66%
2008-02-29 2141 18554 20695 89.65%
2008-01-31 2108 18368 20476 89.71%
2007-12-31 2088 18086 20174 89.65%
2007-11-30 2070 17921 19991 89.65%
2007-10-31 2059 17559 19618 89.50%
2007-09-30 2041 17102 19143 89.34%
2007-08-31 2030 16667 18697 89.14%
2007-07-31 2011 16213 18224 88.97%
2007-06-30 2008 15755 17763 88.70%
2007-05-31 1995 15438 17433 88.56%
2007-04-30 1971 15176 17147 88.51%
2007-03-31 1949 15059 17008 88.54%
2007-02-28 1898 14956 16854 88.74%
2007-01-31 1874 14887 16761 88.82%
2006-12-31 1854 14679 16533 88.79%
2006-11-30 1850 14598 16448 88.75%
2006-10-31 1827 14452 16279 88.78%
2006-09-30 1819 14280 16099 88.70%
2006-08-31 1809 14095 15904 88.63%
2006-07-31 1812 13808 15620 88.40%
2006-06-30 1817 13544 15361 88.17%
2006-05-31 1823 13431 15254 88.05%
2006-04-30 1818 13250 15068 87.93%
2006-03-31 1826 13151 14977 87.81%
2006-02-28 1816 13082 14898 87.81%
2006-01-31 1816 12984 14800 87.73%
2005-12-31 1814 12948 14762 87.71%
2005-11-30 1808 12932 14740 87.73%
2005-10-31 1800 12816 14616 87.68%
2005-09-30 1792 12750 14542 87.68%
2005-08-31 1775 12657 14432 87.70%
2005-07-31 1766 12441 14207 87.57%
2005-06-30 1749 12351 14100 87.60%
2005-05-31 1720 12244 13964 87.68%
2005-04-30 1683 12233 13916 87.91%
2005-03-31 1668 12071 13739 87.86%
2005-02-28 1631 12115 13746 88.13%
2005-01-31 1619 12065 13684 88.17%
2004-12-31 1599 12047 13646 88.28%
2004-11-30 1568 12063 13631 88.50%
2004-10-31 1545 12004 13549 88.60%
2004-09-30 1537 11967 13504 88.62%
2004-08-31 1519 11946 13465 88.72%
2004-07-31 1495 11904 13399 88.84%
2004-06-30 1470 11952 13422 89.05%
2004-05-31 1460 11978 13438 89.14%
2004-04-30 1455 11946 13401 89.14%
2004-03-31 1458 11840 13298 89.04%
2004-02-29 1454 11766 13220 89.00%
2004-01-31 1450 11741 13191 89.01%
2003-12-31 1440 11694 13134 89.04%
2003-11-30 1420 11658 13078 89.14%
2003-10-31 1410 11588 12998 89.15%
2003-09-30 1413 11535 12948 89.09%
2003-08-31 1410 11524 12934 89.10%
2003-07-31 1411 11544 12955 89.11%
2003-06-30 1409 11593 13002 89.16%
2003-05-31 1405 11753 13158 89.32%
2003-04-30 1410 11843 13253 89.36%
2003-03-31 1416 11986 13402 89.43%

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