XinKong International Securities Limited 信控國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-30 | 5 | 3 | 8 | 37.50% |
| 2024-12-31 | 5 | 6 | 11 | 54.55% |
| 2023-12-31 | 8 | 9 | 17 | 52.94% |
| 2022-12-31 | 8 | 11 | 19 | 57.89% |
| 2021-12-31 | 11 | 43 | 54 | 79.63% |
| 2020-12-31 | 8 | 41 | 49 | 83.67% |
| 2019-12-31 | 7 | 36 | 43 | 83.72% |
| 2018-12-31 | 6 | 40 | 46 | 86.96% |
| 2017-12-31 | 8 | 58 | 66 | 87.88% |
| 2016-12-31 | 5 | 49 | 54 | 90.74% |
| 2015-12-31 | 6 | 40 | 46 | 86.96% |
| 2014-12-31 | 6 | 39 | 45 | 86.67% |
| 2013-12-31 | 6 | 36 | 42 | 85.71% |
| 2012-12-31 | 5 | 42 | 47 | 89.36% |
| 2011-12-31 | 6 | 78 | 84 | 92.86% |
| 2010-12-31 | 5 | 97 | 102 | 95.10% |
| 2009-12-31 | 6 | 83 | 89 | 93.26% |
| 2008-12-31 | 4 | 64 | 68 | 94.12% |
| 2007-12-31 | 4 | 42 | 46 | 91.30% |
| 2006-12-31 | 4 | 40 | 44 | 90.91% |
| 2005-12-31 | 4 | 37 | 41 | 90.24% |
| 2004-12-31 | 2 | 38 | 40 | 95.00% |
| 2003-12-31 | 2 | 35 | 37 | 94.59% |
| 2003-03-31 | 2 | 40 | 42 | 95.24% |
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