NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 23 | 411 | 434 | 94.70% |
| 2024-12-31 | 24 | 404 | 428 | 94.39% |
| 2023-12-31 | 26 | 420 | 446 | 94.17% |
| 2022-12-31 | 27 | 424 | 451 | 94.01% |
| 2021-12-31 | 23 | 432 | 455 | 94.95% |
| 2020-12-31 | 20 | 418 | 438 | 95.43% |
| 2019-12-31 | 14 | 427 | 441 | 96.83% |
| 2018-12-31 | 15 | 428 | 443 | 96.61% |
| 2017-12-31 | 13 | 396 | 409 | 96.82% |
| 2016-12-31 | 15 | 389 | 404 | 96.29% |
| 2015-12-31 | 13 | 368 | 381 | 96.59% |
| 2014-12-31 | 12 | 327 | 339 | 96.46% |
| 2013-12-31 | 12 | 303 | 315 | 96.19% |
| 2012-12-31 | 10 | 329 | 339 | 97.05% |
| 2011-12-31 | 12 | 396 | 408 | 97.06% |
| 2010-12-31 | 8 | 421 | 429 | 98.14% |
| 2009-12-31 | 11 | 441 | 452 | 97.57% |
| 2008-12-31 | 8 | 468 | 476 | 98.32% |
| 2007-12-31 | 7 | 209 | 216 | 96.76% |
| 2006-12-31 | 7 | 157 | 164 | 95.73% |
| 2005-12-31 | 8 | 142 | 150 | 94.67% |
| 2004-12-31 | 2 | 118 | 120 | 98.33% |
| 2003-12-31 | 2 | 118 | 120 | 98.33% |
| 2003-03-31 | 2 | 111 | 113 | 98.23% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy