RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 2 | 0 | 2 | 0.00% |
| 2020-12-31 | 2 | 0 | 2 | 0.00% |
| 2019-12-31 | 3 | 41 | 44 | 93.18% |
| 2018-12-31 | 7 | 64 | 71 | 90.14% |
| 2017-12-31 | 9 | 85 | 94 | 90.43% |
| 2016-12-31 | 8 | 103 | 111 | 92.79% |
| 2015-12-31 | 7 | 99 | 106 | 93.40% |
| 2014-12-31 | 8 | 84 | 92 | 91.30% |
| 2013-12-31 | 9 | 73 | 82 | 89.02% |
| 2012-12-31 | 6 | 60 | 66 | 90.91% |
| 2011-12-31 | 5 | 59 | 64 | 92.19% |
| 2010-12-31 | 7 | 118 | 125 | 94.40% |
| 2009-12-31 | 7 | 96 | 103 | 93.20% |
| 2008-12-31 | 6 | 81 | 87 | 93.10% |
| 2007-12-31 | 4 | 73 | 77 | 94.81% |
| 2006-12-31 | 2 | 47 | 49 | 95.92% |
| 2005-12-31 | 2 | 33 | 35 | 94.29% |
| 2004-12-31 | 2 | 11 | 13 | 84.62% |
| 2003-12-31 | 1 | 18 | 19 | 94.74% |
| 2003-03-31 | 1 | 14 | 15 | 93.33% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy