HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 19 | 180 | 199 | 90.45% |
| 2024-12-31 | 19 | 169 | 188 | 89.89% |
| 2023-12-31 | 14 | 157 | 171 | 91.81% |
| 2022-12-31 | 13 | 143 | 156 | 91.67% |
| 2021-12-31 | 12 | 141 | 153 | 92.16% |
| 2020-12-31 | 11 | 118 | 129 | 91.47% |
| 2019-12-31 | 9 | 121 | 130 | 93.08% |
| 2018-12-31 | 10 | 108 | 118 | 91.53% |
| 2017-12-31 | 9 | 114 | 123 | 92.68% |
| 2016-12-31 | 8 | 111 | 119 | 93.28% |
| 2015-12-31 | 6 | 108 | 114 | 94.74% |
| 2014-12-31 | 9 | 92 | 101 | 91.09% |
| 2013-12-31 | 11 | 91 | 102 | 89.22% |
| 2012-12-31 | 11 | 93 | 104 | 89.42% |
| 2011-12-31 | 11 | 78 | 89 | 87.64% |
| 2010-12-31 | 11 | 77 | 88 | 87.50% |
| 2009-12-31 | 5 | 55 | 60 | 91.67% |
| 2008-12-31 | 5 | 57 | 62 | 91.94% |
| 2007-12-31 | 4 | 49 | 53 | 92.45% |
| 2006-12-31 | 4 | 12 | 16 | 75.00% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
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