ABCI Securities Company Limited 農銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 11 | 66 | 77 | 85.71% |
| 2024-12-31 | 12 | 59 | 71 | 83.10% |
| 2023-12-31 | 10 | 57 | 67 | 85.07% |
| 2022-12-31 | 11 | 60 | 71 | 84.51% |
| 2021-12-31 | 10 | 62 | 72 | 86.11% |
| 2020-12-31 | 11 | 59 | 70 | 84.29% |
| 2019-12-31 | 10 | 63 | 73 | 86.30% |
| 2018-12-31 | 8 | 56 | 64 | 87.50% |
| 2017-12-31 | 10 | 53 | 63 | 84.13% |
| 2016-12-31 | 8 | 56 | 64 | 87.50% |
| 2015-12-31 | 9 | 46 | 55 | 83.64% |
| 2014-12-31 | 8 | 47 | 55 | 85.45% |
| 2013-12-31 | 8 | 48 | 56 | 85.71% |
| 2012-12-31 | 6 | 43 | 49 | 87.76% |
| 2011-12-31 | 5 | 51 | 56 | 91.07% |
| 2010-12-31 | 7 | 51 | 58 | 87.93% |
| 2009-12-31 | 7 | 53 | 60 | 88.33% |
| 2008-12-31 | 5 | 42 | 47 | 89.36% |
| 2007-12-31 | 5 | 49 | 54 | 90.74% |
| 2006-12-31 | 6 | 35 | 41 | 85.37% |
| 2005-12-31 | 6 | 27 | 33 | 81.82% |
| 2004-12-31 | 4 | 28 | 32 | 87.50% |
| 2003-12-31 | 2 | 28 | 30 | 93.33% |
| 2003-03-31 | 2 | 23 | 25 | 92.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy