Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 2 | 3 | 5 | 60.00% |
| 2024-12-31 | 2 | 3 | 5 | 60.00% |
| 2023-12-31 | 2 | 5 | 7 | 71.43% |
| 2022-12-31 | 2 | 6 | 8 | 75.00% |
| 2021-12-31 | 3 | 7 | 10 | 70.00% |
| 2020-12-31 | 3 | 7 | 10 | 70.00% |
| 2019-12-31 | 4 | 7 | 11 | 63.64% |
| 2018-12-31 | 5 | 7 | 12 | 58.33% |
| 2017-12-31 | 2 | 2 | 4 | 50.00% |
| 2016-12-31 | 2 | 3 | 5 | 60.00% |
| 2015-12-31 | 2 | 1 | 3 | 33.33% |
| 2014-12-31 | 3 | 4 | 7 | 57.14% |
| 2013-12-31 | 3 | 7 | 10 | 70.00% |
| 2012-12-31 | 2 | 24 | 26 | 92.31% |
| 2011-12-31 | 10 | 66 | 76 | 86.84% |
| 2010-12-31 | 6 | 65 | 71 | 91.55% |
| 2009-12-31 | 10 | 42 | 52 | 80.77% |
| 2008-12-31 | 5 | 54 | 59 | 91.53% |
| 2007-12-31 | 6 | 63 | 69 | 91.30% |
| 2006-12-31 | 5 | 56 | 61 | 91.80% |
| 2005-12-31 | 6 | 56 | 62 | 90.32% |
| 2004-12-31 | 7 | 48 | 55 | 87.27% |
| 2003-12-31 | 7 | 37 | 44 | 84.09% |
| 2003-03-31 | 5 | 40 | 45 | 88.89% |
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