Quam Securities Limited 華富建業證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 12 | 96 | 108 | 88.89% |
| 2024-12-31 | 11 | 97 | 108 | 89.81% |
| 2023-12-31 | 12 | 104 | 116 | 89.66% |
| 2022-12-31 | 11 | 121 | 132 | 91.67% |
| 2021-12-31 | 15 | 138 | 153 | 90.20% |
| 2020-12-31 | 16 | 145 | 161 | 90.06% |
| 2019-12-31 | 13 | 157 | 170 | 92.35% |
| 2018-12-31 | 11 | 158 | 169 | 93.49% |
| 2017-12-31 | 8 | 172 | 180 | 95.56% |
| 2016-12-31 | 11 | 181 | 192 | 94.27% |
| 2015-12-31 | 11 | 199 | 210 | 94.76% |
| 2014-12-31 | 10 | 233 | 243 | 95.88% |
| 2013-12-31 | 9 | 241 | 250 | 96.40% |
| 2012-12-31 | 8 | 225 | 233 | 96.57% |
| 2011-12-31 | 7 | 189 | 196 | 96.43% |
| 2010-12-31 | 5 | 131 | 136 | 96.32% |
| 2009-12-31 | 5 | 80 | 85 | 94.12% |
| 2008-12-31 | 6 | 67 | 73 | 91.78% |
| 2007-12-31 | 6 | 50 | 56 | 89.29% |
| 2006-12-31 | 5 | 55 | 60 | 91.67% |
| 2005-12-31 | 3 | 56 | 59 | 94.92% |
| 2004-12-31 | 3 | 39 | 42 | 92.86% |
| 2003-12-31 | 4 | 36 | 40 | 90.00% |
| 2003-03-31 | 3 | 29 | 32 | 90.63% |
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