China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 11 | 280 | 291 | 96.22% |
| 2024-12-31 | 8 | 209 | 217 | 96.31% |
| 2023-12-31 | 6 | 189 | 195 | 96.92% |
| 2022-12-31 | 5 | 229 | 234 | 97.86% |
| 2021-12-31 | 6 | 180 | 186 | 96.77% |
| 2020-12-31 | 6 | 56 | 62 | 90.32% |
| 2019-12-31 | 5 | 58 | 63 | 92.06% |
| 2018-12-31 | 3 | 65 | 68 | 95.59% |
| 2017-12-31 | 3 | 51 | 54 | 94.44% |
| 2016-12-31 | 3 | 46 | 49 | 93.88% |
| 2015-12-31 | 4 | 41 | 45 | 91.11% |
| 2014-12-31 | 6 | 19 | 25 | 76.00% |
| 2013-12-31 | 3 | 0 | 3 | 0.00% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
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