SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 11 | 200 | 211 | 94.79% |
| 2024-12-31 | 13 | 203 | 216 | 93.98% |
| 2023-12-31 | 14 | 189 | 203 | 93.10% |
| 2022-12-31 | 9 | 171 | 180 | 95.00% |
| 2021-12-31 | 8 | 177 | 185 | 95.68% |
| 2020-12-31 | 10 | 179 | 189 | 94.71% |
| 2019-12-31 | 11 | 174 | 185 | 94.05% |
| 2018-12-31 | 12 | 187 | 199 | 93.97% |
| 2017-12-31 | 12 | 204 | 216 | 94.44% |
| 2016-12-31 | 8 | 92 | 100 | 92.00% |
| 2015-12-31 | 8 | 72 | 80 | 90.00% |
| 2014-12-31 | 8 | 73 | 81 | 90.12% |
| 2013-12-31 | 10 | 73 | 83 | 87.95% |
| 2012-12-31 | 9 | 73 | 82 | 89.02% |
| 2011-12-31 | 6 | 71 | 77 | 92.21% |
| 2010-12-31 | 2 | 55 | 57 | 96.49% |
| 2009-12-31 | 4 | 52 | 56 | 92.86% |
| 2008-12-31 | 4 | 57 | 61 | 93.44% |
| 2007-12-31 | 4 | 36 | 40 | 90.00% |
| 2006-12-31 | 8 | 32 | 40 | 80.00% |
| 2005-12-31 | 8 | 36 | 44 | 81.82% |
| 2004-12-31 | 2 | 36 | 38 | 94.74% |
| 2003-12-31 | 2 | 28 | 30 | 93.33% |
| 2003-03-31 | 2 | 27 | 29 | 93.10% |
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