BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 中銀國際英國保誠資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 7 | 63 | 70 | 90.00% |
| 2024-12-31 | 7 | 70 | 77 | 90.91% |
| 2023-12-31 | 7 | 69 | 76 | 90.79% |
| 2022-12-31 | 7 | 71 | 78 | 91.03% |
| 2021-12-31 | 7 | 71 | 78 | 91.03% |
| 2020-12-31 | 7 | 67 | 74 | 90.54% |
| 2019-12-31 | 8 | 65 | 73 | 89.04% |
| 2018-12-31 | 5 | 66 | 71 | 92.96% |
| 2017-12-31 | 8 | 68 | 76 | 89.47% |
| 2016-12-31 | 8 | 61 | 69 | 88.41% |
| 2015-12-31 | 8 | 63 | 71 | 88.73% |
| 2014-12-31 | 8 | 61 | 69 | 88.41% |
| 2013-12-31 | 8 | 56 | 64 | 87.50% |
| 2012-12-31 | 7 | 46 | 53 | 86.79% |
| 2011-12-31 | 7 | 95 | 102 | 93.14% |
| 2010-12-31 | 7 | 134 | 141 | 95.04% |
| 2009-12-31 | 7 | 100 | 107 | 93.46% |
| 2008-12-31 | 7 | 29 | 36 | 80.56% |
| 2007-12-31 | 7 | 13 | 20 | 65.00% |
| 2006-12-31 | 7 | 7 | 14 | 50.00% |
| 2005-12-31 | 4 | 7 | 11 | 63.64% |
| 2004-12-31 | 4 | 4 | 8 | 50.00% |
| 2003-12-31 | 4 | 5 | 9 | 55.56% |
| 2003-03-31 | 4 | 5 | 9 | 55.56% |
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