J.P. MORGAN SECURITIES (FAR EAST) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 17 | 154 | 171 | 90.06% |
| 2024-12-31 | 16 | 160 | 176 | 90.91% |
| 2023-12-31 | 15 | 178 | 193 | 92.23% |
| 2022-12-31 | 15 | 235 | 250 | 94.00% |
| 2021-12-31 | 17 | 221 | 238 | 92.86% |
| 2020-12-31 | 14 | 215 | 229 | 93.89% |
| 2019-12-31 | 13 | 219 | 232 | 94.40% |
| 2018-12-31 | 10 | 185 | 195 | 94.87% |
| 2017-12-31 | 8 | 154 | 162 | 95.06% |
| 2016-12-31 | 8 | 153 | 161 | 95.03% |
| 2015-12-31 | 11 | 151 | 162 | 93.21% |
| 2014-12-31 | 13 | 156 | 169 | 92.31% |
| 2013-12-31 | 14 | 143 | 157 | 91.08% |
| 2012-12-31 | 14 | 158 | 172 | 91.86% |
| 2011-12-31 | 8 | 18 | 26 | 69.23% |
| 2010-12-31 | 6 | 23 | 29 | 79.31% |
| 2009-12-31 | 5 | 14 | 19 | 73.68% |
| 2008-12-31 | 5 | 19 | 24 | 79.17% |
| 2007-12-31 | 4 | 23 | 27 | 85.19% |
| 2006-12-31 | 7 | 13 | 20 | 65.00% |
| 2005-12-31 | 7 | 11 | 18 | 61.11% |
| 2004-12-31 | 4 | 9 | 13 | 69.23% |
| 2003-12-31 | 2 | 9 | 11 | 81.82% |
| 2003-03-31 | 3 | 9 | 12 | 75.00% |
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