UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 10 | 325 | 335 | 97.01% |
| 2024-12-31 | 9 | 309 | 318 | 97.17% |
| 2023-12-31 | 8 | 290 | 298 | 97.32% |
| 2022-12-31 | 9 | 275 | 284 | 96.83% |
| 2021-12-31 | 9 | 284 | 293 | 96.93% |
| 2020-12-31 | 10 | 268 | 278 | 96.40% |
| 2019-12-31 | 8 | 248 | 256 | 96.88% |
| 2018-12-31 | 8 | 258 | 266 | 96.99% |
| 2017-12-31 | 7 | 237 | 244 | 97.13% |
| 2016-12-31 | 4 | 240 | 244 | 98.36% |
| 2015-12-31 | 4 | 238 | 242 | 98.35% |
| 2014-12-31 | 4 | 242 | 246 | 98.37% |
| 2013-12-31 | 4 | 229 | 233 | 98.28% |
| 2012-12-31 | 5 | 228 | 233 | 97.85% |
| 2011-12-31 | 3 | 237 | 240 | 98.75% |
| 2010-12-31 | 3 | 231 | 234 | 98.72% |
| 2009-12-31 | 3 | 233 | 236 | 98.73% |
| 2008-12-31 | 3 | 217 | 220 | 98.64% |
| 2007-12-31 | 3 | 216 | 219 | 98.63% |
| 2006-12-31 | 4 | 178 | 182 | 97.80% |
| 2005-12-31 | 5 | 176 | 181 | 97.24% |
| 2004-12-31 | 6 | 173 | 179 | 96.65% |
| 2003-12-31 | 6 | 130 | 136 | 95.59% |
| 2003-03-31 | 9 | 103 | 112 | 91.96% |
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