CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 71 | 1622 | 1693 | 95.81% |
| 2024-12-31 | 67 | 1647 | 1714 | 96.09% |
| 2023-12-31 | 73 | 1722 | 1795 | 95.93% |
| 2022-12-31 | 65 | 1586 | 1651 | 96.06% |
| 2021-12-31 | 53 | 1328 | 1381 | 96.16% |
| 2020-12-31 | 44 | 887 | 931 | 95.27% |
| 2019-12-31 | 41 | 777 | 818 | 94.99% |
| 2018-12-31 | 32 | 671 | 703 | 95.45% |
| 2017-12-31 | 29 | 493 | 522 | 94.44% |
| 2016-12-31 | 23 | 424 | 447 | 94.85% |
| 2015-12-31 | 20 | 349 | 369 | 94.58% |
| 2014-12-31 | 18 | 269 | 287 | 93.73% |
| 2013-12-31 | 19 | 228 | 247 | 92.31% |
| 2012-12-31 | 20 | 155 | 175 | 88.57% |
| 2011-12-31 | 17 | 143 | 160 | 89.38% |
| 2010-12-31 | 14 | 127 | 141 | 90.07% |
| 2009-12-31 | 11 | 104 | 115 | 90.43% |
| 2008-12-31 | 12 | 106 | 118 | 89.83% |
| 2007-12-31 | 5 | 83 | 88 | 94.32% |
| 2006-12-31 | 3 | 46 | 49 | 93.88% |
| 2005-12-31 | 4 | 44 | 48 | 91.67% |
| 2004-12-31 | 3 | 12 | 15 | 80.00% |
| 2003-12-31 | 3 | 8 | 11 | 72.73% |
| 2003-03-31 | 3 | 7 | 10 | 70.00% |
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