HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 42 | 599 | 641 | 93.45% |
| 2024-12-31 | 44 | 507 | 551 | 92.01% |
| 2023-12-31 | 41 | 425 | 466 | 91.20% |
| 2022-12-31 | 40 | 347 | 387 | 89.66% |
| 2021-12-31 | 37 | 289 | 326 | 88.65% |
| 2020-12-31 | 31 | 165 | 196 | 84.18% |
| 2019-12-31 | 20 | 124 | 144 | 86.11% |
| 2018-12-31 | 18 | 106 | 124 | 85.48% |
| 2017-12-31 | 20 | 69 | 89 | 77.53% |
| 2016-12-31 | 19 | 68 | 87 | 78.16% |
| 2015-12-31 | 15 | 69 | 84 | 82.14% |
| 2014-12-31 | 10 | 60 | 70 | 85.71% |
| 2013-12-31 | 6 | 40 | 46 | 86.96% |
| 2012-12-31 | 5 | 42 | 47 | 89.36% |
| 2011-12-31 | 2 | 39 | 41 | 95.12% |
| 2010-12-31 | 5 | 30 | 35 | 85.71% |
| 2009-12-31 | 2 | 19 | 21 | 90.48% |
| 2008-12-31 | 3 | 7 | 10 | 70.00% |
| 2007-12-31 | 3 | 2 | 5 | 40.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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