CCB INTERNATIONAL SECURITIES LIMITED 建銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 12 | 35 | 47 | 74.47% |
| 2024-12-31 | 13 | 35 | 48 | 72.92% |
| 2023-12-31 | 9 | 41 | 50 | 82.00% |
| 2022-12-31 | 14 | 43 | 57 | 75.44% |
| 2021-12-31 | 15 | 42 | 57 | 73.68% |
| 2020-12-31 | 15 | 46 | 61 | 75.41% |
| 2019-12-31 | 14 | 47 | 61 | 77.05% |
| 2018-12-31 | 13 | 46 | 59 | 77.97% |
| 2017-12-31 | 13 | 41 | 54 | 75.93% |
| 2016-12-31 | 14 | 37 | 51 | 72.55% |
| 2015-12-31 | 13 | 35 | 48 | 72.92% |
| 2014-12-31 | 12 | 37 | 49 | 75.51% |
| 2013-12-31 | 12 | 33 | 45 | 73.33% |
| 2012-12-31 | 11 | 33 | 44 | 75.00% |
| 2011-12-31 | 7 | 48 | 55 | 87.27% |
| 2010-12-31 | 6 | 38 | 44 | 86.36% |
| 2009-12-31 | 7 | 23 | 30 | 76.67% |
| 2008-12-31 | 5 | 15 | 20 | 75.00% |
| 2007-12-31 | 4 | 15 | 19 | 78.95% |
| 2006-12-31 | 2 | 0 | 2 | 0.00% |
| 2005-12-31 | 2 | 3 | 5 | 60.00% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy