PHILLIP SECURITIES (HONG KONG) LIMITED 輝立証券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 5 | 316 | 321 | 98.44% |
| 2024-12-31 | 5 | 322 | 327 | 98.47% |
| 2023-12-31 | 6 | 341 | 347 | 98.27% |
| 2022-12-31 | 6 | 388 | 394 | 98.48% |
| 2021-12-31 | 6 | 415 | 421 | 98.57% |
| 2020-12-31 | 6 | 426 | 432 | 98.61% |
| 2019-12-31 | 6 | 423 | 429 | 98.60% |
| 2018-12-31 | 6 | 434 | 440 | 98.64% |
| 2017-12-31 | 6 | 442 | 448 | 98.66% |
| 2016-12-31 | 6 | 481 | 487 | 98.77% |
| 2015-12-31 | 6 | 529 | 535 | 98.88% |
| 2014-12-31 | 6 | 574 | 580 | 98.97% |
| 2013-12-31 | 6 | 578 | 584 | 98.97% |
| 2012-12-31 | 6 | 589 | 595 | 98.99% |
| 2011-12-31 | 6 | 672 | 678 | 99.12% |
| 2010-12-31 | 6 | 698 | 704 | 99.15% |
| 2009-12-31 | 6 | 706 | 712 | 99.16% |
| 2008-12-31 | 6 | 680 | 686 | 99.13% |
| 2007-12-31 | 7 | 628 | 635 | 98.90% |
| 2006-12-31 | 4 | 472 | 476 | 99.16% |
| 2005-12-31 | 5 | 410 | 415 | 98.80% |
| 2004-12-31 | 4 | 342 | 346 | 98.84% |
| 2003-12-31 | 4 | 239 | 243 | 98.35% |
| 2003-03-31 | 5 | 217 | 222 | 97.75% |
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