MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 11 | 234 | 245 | 95.51% |
| 2024-12-31 | 14 | 227 | 241 | 94.19% |
| 2023-12-31 | 11 | 202 | 213 | 94.84% |
| 2022-12-31 | 11 | 146 | 157 | 92.99% |
| 2021-12-31 | 11 | 127 | 138 | 92.03% |
| 2020-12-31 | 13 | 131 | 144 | 90.97% |
| 2019-12-31 | 12 | 132 | 144 | 91.67% |
| 2018-12-31 | 12 | 131 | 143 | 91.61% |
| 2017-12-31 | 10 | 121 | 131 | 92.37% |
| 2016-12-31 | 10 | 100 | 110 | 90.91% |
| 2015-12-31 | 10 | 91 | 101 | 90.10% |
| 2014-12-31 | 15 | 73 | 88 | 82.95% |
| 2013-12-31 | 15 | 71 | 86 | 82.56% |
| 2012-12-31 | 16 | 67 | 83 | 80.72% |
| 2011-12-31 | 13 | 78 | 91 | 85.71% |
| 2010-12-31 | 12 | 72 | 84 | 85.71% |
| 2009-12-31 | 9 | 59 | 68 | 86.76% |
| 2008-12-31 | 5 | 49 | 54 | 90.74% |
| 2007-12-31 | 5 | 35 | 40 | 87.50% |
| 2006-12-31 | 5 | 30 | 35 | 85.71% |
| 2005-12-31 | 4 | 24 | 28 | 85.71% |
| 2004-12-31 | 3 | 21 | 24 | 87.50% |
| 2003-12-31 | 3 | 10 | 13 | 76.92% |
| 2003-03-31 | 2 | 12 | 14 | 85.71% |
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