DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 3 | 0 | 3 | 0.00% |
| 2024-12-31 | 3 | 0 | 3 | 0.00% |
| 2023-12-31 | 1 | 0 | 1 | 0.00% |
| 2022-12-31 | 2 | 2 | 4 | 50.00% |
| 2021-12-31 | 2 | 4 | 6 | 66.67% |
| 2020-12-31 | 7 | 36 | 43 | 83.72% |
| 2019-12-31 | 7 | 55 | 62 | 88.71% |
| 2018-12-31 | 10 | 107 | 117 | 91.45% |
| 2017-12-31 | 13 | 138 | 151 | 91.39% |
| 2016-12-31 | 19 | 149 | 168 | 88.69% |
| 2015-12-31 | 23 | 139 | 162 | 85.80% |
| 2014-12-31 | 20 | 135 | 155 | 87.10% |
| 2013-12-31 | 14 | 138 | 152 | 90.79% |
| 2012-12-31 | 12 | 142 | 154 | 92.21% |
| 2011-12-31 | 8 | 184 | 192 | 95.83% |
| 2010-12-31 | 9 | 182 | 191 | 95.29% |
| 2009-12-31 | 5 | 183 | 188 | 97.34% |
| 2008-12-31 | 5 | 183 | 188 | 97.34% |
| 2007-12-31 | 4 | 214 | 218 | 98.17% |
| 2006-12-31 | 4 | 140 | 144 | 97.22% |
| 2005-12-31 | 6 | 131 | 137 | 95.62% |
| 2004-12-31 | 8 | 132 | 140 | 94.29% |
| 2003-12-31 | 8 | 104 | 112 | 92.86% |
| 2003-03-31 | 9 | 78 | 87 | 89.66% |
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