GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 12 | 145 | 157 | 92.36% |
| 2024-12-31 | 11 | 135 | 146 | 92.47% |
| 2023-12-31 | 9 | 128 | 137 | 93.43% |
| 2022-12-31 | 12 | 135 | 147 | 91.84% |
| 2021-12-31 | 14 | 128 | 142 | 90.14% |
| 2020-12-31 | 15 | 129 | 144 | 89.58% |
| 2019-12-31 | 12 | 124 | 136 | 91.18% |
| 2018-12-31 | 12 | 109 | 121 | 90.08% |
| 2017-12-31 | 12 | 96 | 108 | 88.89% |
| 2016-12-31 | 12 | 93 | 105 | 88.57% |
| 2015-12-31 | 13 | 102 | 115 | 88.70% |
| 2014-12-31 | 13 | 84 | 97 | 86.60% |
| 2013-12-31 | 12 | 77 | 89 | 86.52% |
| 2012-12-31 | 13 | 73 | 86 | 84.88% |
| 2011-12-31 | 7 | 35 | 42 | 83.33% |
| 2010-12-31 | 4 | 37 | 41 | 90.24% |
| 2009-12-31 | 5 | 32 | 37 | 86.49% |
| 2008-12-31 | 5 | 32 | 37 | 86.49% |
| 2007-12-31 | 7 | 32 | 39 | 82.05% |
| 2006-12-31 | 5 | 27 | 32 | 84.38% |
| 2005-12-31 | 4 | 24 | 28 | 85.71% |
| 2004-12-31 | 2 | 22 | 24 | 91.67% |
| 2003-12-31 | 2 | 25 | 27 | 92.59% |
| 2003-03-31 | 2 | 25 | 27 | 92.59% |
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