ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-27 23 79 102 77.45%
2024-12-31 26 78 104 75.00%
2023-12-31 27 79 106 74.53%
2022-12-31 26 81 107 75.70%
2021-12-31 28 85 113 75.22%
2020-12-31 28 97 125 77.60%
2019-12-31 24 110 134 82.09%
2018-12-31 21 127 148 85.81%
2017-12-31 15 115 130 88.46%
2016-12-31 13 47 60 78.33%
2015-12-31 15 45 60 75.00%
2014-12-31 13 26 39 66.67%
2013-12-31 17 27 44 61.36%
2012-12-31 19 32 51 62.75%
2011-12-31 9 47 56 83.93%
2010-12-31 7 51 58 87.93%
2009-12-31 6 46 52 88.46%
2008-12-31 2 0 2 0.00%
2007-12-31 0 0 0 0.00%

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