Morgan Stanley Hong Kong Securities Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 14 | 208 | 222 | 93.69% |
| 2024-12-31 | 15 | 200 | 215 | 93.02% |
| 2023-12-31 | 10 | 187 | 197 | 94.92% |
| 2022-12-31 | 11 | 181 | 192 | 94.27% |
| 2021-12-31 | 10 | 188 | 198 | 94.95% |
| 2020-12-31 | 9 | 160 | 169 | 94.67% |
| 2019-12-31 | 8 | 148 | 156 | 94.87% |
| 2018-12-31 | 10 | 148 | 158 | 93.67% |
| 2017-12-31 | 10 | 136 | 146 | 93.15% |
| 2016-12-31 | 11 | 135 | 146 | 92.47% |
| 2015-12-31 | 12 | 151 | 163 | 92.64% |
| 2014-12-31 | 12 | 135 | 147 | 91.84% |
| 2013-12-31 | 12 | 129 | 141 | 91.49% |
| 2012-12-31 | 12 | 142 | 154 | 92.21% |
| 2011-12-31 | 10 | 151 | 161 | 93.79% |
| 2010-12-31 | 10 | 138 | 148 | 93.24% |
| 2009-12-31 | 5 | 115 | 120 | 95.83% |
| 2008-12-31 | 6 | 104 | 110 | 94.55% |
| 2007-12-31 | 6 | 104 | 110 | 94.55% |
| 2006-12-31 | 4 | 67 | 71 | 94.37% |
| 2005-12-31 | 4 | 45 | 49 | 91.84% |
| 2004-12-31 | 7 | 29 | 36 | 80.56% |
| 2003-12-31 | 4 | 18 | 22 | 81.82% |
| 2003-03-31 | 4 | 19 | 23 | 82.61% |
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