CHINA EVERBRIGHT SECURITIES (HK) LIMITED 中國光大證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-28 13 99 112 88.39%
2024-12-31 12 100 112 89.29%
2023-12-31 14 112 126 88.89%
2022-12-31 14 123 137 89.78%
2021-12-31 20 125 145 86.21%
2020-12-31 21 132 153 86.27%
2019-12-31 21 143 164 87.20%
2018-12-31 19 155 174 89.08%
2017-12-31 13 117 130 90.00%
2016-12-31 12 122 134 91.04%
2015-12-31 12 117 129 90.70%
2014-12-31 12 109 121 90.08%
2013-12-31 14 108 122 88.52%
2012-12-31 13 110 123 89.43%
2011-12-31 13 118 131 90.08%
2010-12-31 8 115 123 93.50%
2009-12-31 9 105 114 92.11%
2008-12-31 6 107 113 94.69%
2007-12-31 6 117 123 95.12%
2006-12-31 4 66 70 94.29%
2005-12-31 3 65 68 95.59%
2004-12-31 3 62 65 95.38%
2003-12-31 2 51 53 96.23%
2003-03-31 2 41 43 95.35%

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