GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 40 | 865 | 905 | 95.58% |
| 2024-12-31 | 42 | 850 | 892 | 95.29% |
| 2023-12-31 | 39 | 838 | 877 | 95.55% |
| 2022-12-31 | 42 | 930 | 972 | 95.68% |
| 2021-12-31 | 45 | 897 | 942 | 95.22% |
| 2020-12-31 | 43 | 820 | 863 | 95.02% |
| 2019-12-31 | 41 | 814 | 855 | 95.20% |
| 2018-12-31 | 39 | 821 | 860 | 95.47% |
| 2017-12-31 | 39 | 747 | 786 | 95.04% |
| 2016-12-31 | 46 | 775 | 821 | 94.40% |
| 2015-12-31 | 53 | 852 | 905 | 94.14% |
| 2014-12-31 | 53 | 800 | 853 | 93.79% |
| 2013-12-31 | 58 | 788 | 846 | 93.14% |
| 2012-12-31 | 64 | 788 | 852 | 92.49% |
| 2011-12-31 | 64 | 809 | 873 | 92.67% |
| 2010-12-31 | 46 | 823 | 869 | 94.71% |
| 2009-12-31 | 43 | 708 | 751 | 94.27% |
| 2008-12-31 | 47 | 741 | 788 | 94.04% |
| 2007-12-31 | 37 | 773 | 810 | 95.43% |
| 2006-12-31 | 26 | 620 | 646 | 95.98% |
| 2005-12-31 | 18 | 528 | 546 | 96.70% |
| 2004-12-31 | 15 | 435 | 450 | 96.67% |
| 2003-12-31 | 10 | 377 | 387 | 97.42% |
| 2003-03-31 | 9 | 396 | 405 | 97.78% |
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