BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 9 | 167 | 176 | 94.89% |
| 2024-12-31 | 9 | 158 | 167 | 94.61% |
| 2023-12-31 | 11 | 171 | 182 | 93.96% |
| 2022-12-31 | 12 | 162 | 174 | 93.10% |
| 2021-12-31 | 11 | 178 | 189 | 94.18% |
| 2020-12-31 | 10 | 153 | 163 | 93.87% |
| 2019-12-31 | 13 | 149 | 162 | 91.98% |
| 2018-12-31 | 11 | 148 | 159 | 93.08% |
| 2017-12-31 | 12 | 128 | 140 | 91.43% |
| 2016-12-31 | 13 | 128 | 141 | 90.78% |
| 2015-12-31 | 14 | 223 | 237 | 94.09% |
| 2014-12-31 | 16 | 220 | 236 | 93.22% |
| 2013-12-31 | 16 | 309 | 325 | 95.08% |
| 2012-12-31 | 17 | 368 | 385 | 95.58% |
| 2011-12-31 | 16 | 388 | 404 | 96.04% |
| 2010-12-31 | 14 | 307 | 321 | 95.64% |
| 2009-12-31 | 10 | 229 | 239 | 95.82% |
| 2008-12-31 | 10 | 177 | 187 | 94.65% |
| 2007-12-31 | 8 | 166 | 174 | 95.40% |
| 2006-12-31 | 7 | 118 | 125 | 94.40% |
| 2005-12-31 | 12 | 92 | 104 | 88.46% |
| 2004-12-31 | 10 | 55 | 65 | 84.62% |
| 2003-12-31 | 0 | 44 | 44 | 100.00% |
| 2003-03-31 | 0 | 44 | 44 | 100.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy