FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 10 | 58 | 68 | 85.29% |
| 2024-12-31 | 12 | 50 | 62 | 80.65% |
| 2023-12-31 | 12 | 49 | 61 | 80.33% |
| 2022-12-31 | 9 | 52 | 61 | 85.25% |
| 2021-12-31 | 11 | 55 | 66 | 83.33% |
| 2020-12-31 | 9 | 59 | 68 | 86.76% |
| 2019-12-31 | 9 | 59 | 68 | 86.76% |
| 2018-12-31 | 8 | 59 | 67 | 88.06% |
| 2017-12-31 | 6 | 59 | 65 | 90.77% |
| 2016-12-31 | 6 | 58 | 64 | 90.63% |
| 2015-12-31 | 5 | 57 | 62 | 91.94% |
| 2014-12-31 | 5 | 50 | 55 | 90.91% |
| 2013-12-31 | 5 | 49 | 54 | 90.74% |
| 2012-12-31 | 5 | 45 | 50 | 90.00% |
| 2011-12-31 | 4 | 48 | 52 | 92.31% |
| 2010-12-31 | 4 | 51 | 55 | 92.73% |
| 2009-12-31 | 5 | 52 | 57 | 91.23% |
| 2008-12-31 | 5 | 52 | 57 | 91.23% |
| 2007-12-31 | 5 | 37 | 42 | 88.10% |
| 2006-12-31 | 5 | 32 | 37 | 86.49% |
| 2005-12-31 | 4 | 31 | 35 | 88.57% |
| 2004-12-31 | 4 | 35 | 39 | 89.74% |
| 2003-12-31 | 3 | 33 | 36 | 91.67% |
| 2003-03-31 | 3 | 25 | 28 | 89.29% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy