Merrill Lynch Far East Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-28 18 177 195 90.77%
2024-12-31 23 162 185 87.57%
2023-12-31 38 346 384 90.10%
2022-12-31 43 401 444 90.32%
2021-12-31 48 333 381 87.40%
2020-12-31 48 310 358 86.59%
2019-12-31 38 317 355 89.30%
2018-12-31 38 294 332 88.55%
2017-12-31 36 316 352 89.77%
2016-12-31 34 332 366 90.71%
2015-12-31 40 338 378 89.42%
2014-12-31 29 319 348 91.67%
2013-12-31 27 292 319 91.54%
2012-12-31 15 282 297 94.95%
2011-12-31 15 314 329 95.44%
2010-12-31 11 323 334 96.71%
2009-12-31 10 283 293 96.59%
2008-12-31 13 350 363 96.42%
2007-12-31 15 346 361 95.84%
2006-12-31 10 212 222 95.50%
2005-12-31 11 163 174 93.68%
2004-12-31 9 83 92 90.22%
2003-12-31 7 93 100 93.00%
2003-03-31 9 121 130 93.08%

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