ORIENT SECURITIES (HONG KONG) LIMITED 東方證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 14 | 102 | 116 | 87.93% |
| 2024-12-31 | 13 | 89 | 102 | 87.25% |
| 2023-12-31 | 12 | 64 | 76 | 84.21% |
| 2022-12-31 | 14 | 79 | 93 | 84.95% |
| 2021-12-31 | 15 | 72 | 87 | 82.76% |
| 2020-12-31 | 11 | 76 | 87 | 87.36% |
| 2019-12-31 | 11 | 68 | 79 | 86.08% |
| 2018-12-31 | 7 | 53 | 60 | 88.33% |
| 2017-12-31 | 8 | 54 | 62 | 87.10% |
| 2016-12-31 | 8 | 51 | 59 | 86.44% |
| 2015-12-31 | 4 | 44 | 48 | 91.67% |
| 2014-12-31 | 4 | 31 | 35 | 88.57% |
| 2013-12-31 | 3 | 30 | 33 | 90.91% |
| 2012-12-31 | 3 | 19 | 22 | 86.36% |
| 2011-12-31 | 3 | 10 | 13 | 76.92% |
| 2010-12-31 | 2 | 3 | 5 | 60.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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