NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-03 | 9 | 107 | 116 | 92.24% |
| 2024-12-31 | 7 | 104 | 111 | 93.69% |
| 2023-12-31 | 8 | 109 | 117 | 93.16% |
| 2022-12-31 | 9 | 95 | 104 | 91.35% |
| 2021-12-31 | 10 | 92 | 102 | 90.20% |
| 2020-12-31 | 10 | 96 | 106 | 90.57% |
| 2019-12-31 | 5 | 106 | 111 | 95.50% |
| 2018-12-31 | 7 | 123 | 130 | 94.62% |
| 2017-12-31 | 6 | 120 | 126 | 95.24% |
| 2016-12-31 | 8 | 113 | 121 | 93.39% |
| 2015-12-31 | 7 | 114 | 121 | 94.21% |
| 2014-12-31 | 6 | 121 | 127 | 95.28% |
| 2013-12-31 | 7 | 112 | 119 | 94.12% |
| 2012-12-31 | 5 | 135 | 140 | 96.43% |
| 2011-12-31 | 8 | 155 | 163 | 95.09% |
| 2010-12-31 | 6 | 168 | 174 | 96.55% |
| 2009-12-31 | 7 | 178 | 185 | 96.22% |
| 2008-12-31 | 5 | 206 | 211 | 97.63% |
| 2007-12-31 | 4 | 89 | 93 | 95.70% |
| 2006-12-31 | 5 | 65 | 70 | 92.86% |
| 2005-12-31 | 6 | 61 | 67 | 91.04% |
| 2004-12-31 | 2 | 59 | 61 | 96.72% |
| 2003-12-31 | 1 | 35 | 36 | 97.22% |
| 2003-03-31 | 1 | 29 | 30 | 96.67% |
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