Quam Securities Limited 華富建業證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-03 | 7 | 76 | 83 | 91.57% |
| 2024-12-31 | 7 | 78 | 85 | 91.76% |
| 2023-12-31 | 7 | 87 | 94 | 92.55% |
| 2022-12-31 | 7 | 92 | 99 | 92.93% |
| 2021-12-31 | 10 | 102 | 112 | 91.07% |
| 2020-12-31 | 11 | 107 | 118 | 90.68% |
| 2019-12-31 | 7 | 110 | 117 | 94.02% |
| 2018-12-31 | 7 | 109 | 116 | 93.97% |
| 2017-12-31 | 6 | 127 | 133 | 95.49% |
| 2016-12-31 | 8 | 131 | 139 | 94.24% |
| 2015-12-31 | 9 | 139 | 148 | 93.92% |
| 2014-12-31 | 8 | 155 | 163 | 95.09% |
| 2013-12-31 | 6 | 155 | 161 | 96.27% |
| 2012-12-31 | 5 | 152 | 157 | 96.82% |
| 2011-12-31 | 5 | 123 | 128 | 96.09% |
| 2010-12-31 | 4 | 84 | 88 | 95.45% |
| 2009-12-31 | 4 | 54 | 58 | 93.10% |
| 2008-12-31 | 4 | 46 | 50 | 92.00% |
| 2007-12-31 | 4 | 30 | 34 | 88.24% |
| 2006-12-31 | 4 | 27 | 31 | 87.10% |
| 2005-12-31 | 2 | 26 | 28 | 92.86% |
| 2004-12-31 | 2 | 21 | 23 | 91.30% |
| 2003-12-31 | 0 | 0 | 0 | 0.00% |
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