SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-03 | 6 | 102 | 108 | 94.44% |
| 2024-12-31 | 7 | 106 | 113 | 93.81% |
| 2023-12-31 | 9 | 96 | 105 | 91.43% |
| 2022-12-31 | 6 | 86 | 92 | 93.48% |
| 2021-12-31 | 5 | 88 | 93 | 94.62% |
| 2020-12-31 | 8 | 92 | 100 | 92.00% |
| 2019-12-31 | 6 | 93 | 99 | 93.94% |
| 2018-12-31 | 5 | 96 | 101 | 95.05% |
| 2017-12-31 | 6 | 102 | 108 | 94.44% |
| 2016-12-31 | 7 | 48 | 55 | 87.27% |
| 2015-12-31 | 5 | 37 | 42 | 88.10% |
| 2014-12-31 | 5 | 36 | 41 | 87.80% |
| 2013-12-31 | 5 | 38 | 43 | 88.37% |
| 2012-12-31 | 3 | 1 | 4 | 25.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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