BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-04 | 6 | 98 | 104 | 94.23% |
| 2024-12-31 | 5 | 87 | 92 | 94.57% |
| 2023-12-31 | 4 | 89 | 93 | 95.70% |
| 2022-12-31 | 3 | 80 | 83 | 96.39% |
| 2021-12-31 | 4 | 86 | 90 | 95.56% |
| 2020-12-31 | 4 | 57 | 61 | 93.44% |
| 2019-12-31 | 5 | 49 | 54 | 90.74% |
| 2018-12-31 | 4 | 40 | 44 | 90.91% |
| 2017-12-31 | 4 | 34 | 38 | 89.47% |
| 2016-12-31 | 4 | 34 | 38 | 89.47% |
| 2015-12-31 | 2 | 65 | 67 | 97.01% |
| 2014-12-31 | 2 | 65 | 67 | 97.01% |
| 2013-12-31 | 2 | 79 | 81 | 97.53% |
| 2012-12-31 | 5 | 98 | 103 | 95.15% |
| 2011-12-31 | 5 | 104 | 109 | 95.41% |
| 2010-12-31 | 4 | 74 | 78 | 94.87% |
| 2009-12-31 | 3 | 51 | 54 | 94.44% |
| 2008-12-31 | 3 | 31 | 34 | 91.18% |
| 2007-12-31 | 3 | 27 | 30 | 90.00% |
| 2006-12-31 | 4 | 14 | 18 | 77.78% |
| 2005-12-31 | 4 | 8 | 12 | 66.67% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
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