Merrill Lynch Far East Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-10-04 14 181 195 92.82%
2024-12-31 16 164 180 91.11%
2023-12-31 16 167 183 91.26%
2022-12-31 15 171 186 91.94%
2021-12-31 17 147 164 89.63%
2020-12-31 16 160 176 90.91%
2019-12-31 14 232 246 94.31%
2018-12-31 17 236 253 93.28%
2017-12-31 18 268 286 93.71%
2016-12-31 16 277 293 94.54%
2015-12-31 17 293 310 94.52%
2014-12-31 10 272 282 96.45%
2013-12-31 12 264 276 95.65%
2012-12-31 15 393 408 96.32%
2011-12-31 13 434 447 97.09%
2010-12-31 11 431 442 97.51%
2009-12-31 0 0 0 0.00%

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