NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 16 | 231 | 247 | 93.52% |
| 2024-12-31 | 18 | 234 | 252 | 92.86% |
| 2023-12-31 | 20 | 270 | 290 | 93.10% |
| 2022-12-31 | 21 | 290 | 311 | 93.25% |
| 2021-12-31 | 17 | 263 | 280 | 93.93% |
| 2020-12-31 | 14 | 273 | 287 | 95.12% |
| 2019-12-31 | 12 | 279 | 291 | 95.88% |
| 2018-12-31 | 13 | 288 | 301 | 95.68% |
| 2017-12-31 | 11 | 285 | 296 | 96.28% |
| 2016-12-31 | 13 | 274 | 287 | 95.47% |
| 2015-12-31 | 13 | 271 | 284 | 95.42% |
| 2014-12-31 | 11 | 254 | 265 | 95.85% |
| 2013-12-31 | 11 | 236 | 247 | 95.55% |
| 2012-12-31 | 9 | 291 | 300 | 97.00% |
| 2011-12-31 | 11 | 287 | 298 | 96.31% |
| 2010-12-31 | 7 | 280 | 287 | 97.56% |
| 2009-12-31 | 8 | 297 | 305 | 97.38% |
| 2008-12-31 | 9 | 300 | 309 | 97.09% |
| 2007-12-31 | 7 | 115 | 122 | 94.26% |
| 2006-12-31 | 7 | 76 | 83 | 91.57% |
| 2005-12-31 | 7 | 60 | 67 | 89.55% |
| 2004-12-31 | 2 | 58 | 60 | 96.67% |
| 2003-12-31 | 2 | 114 | 116 | 98.28% |
| 2003-03-31 | 2 | 126 | 128 | 98.44% |
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