SFC licensee history: all firms: Advising on securities

Activity type:

This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-30 5694 15798 21492 73.51%
2025-08-31 5658 15639 21297 73.43%
2025-07-31 5635 15600 21235 73.46%
2025-06-30 5602 15543 21145 73.51%
2025-05-31 5603 15625 21228 73.61%
2025-04-30 5594 15517 21111 73.50%
2025-03-31 5557 15474 21031 73.58%
2025-02-28 5559 15407 20966 73.49%
2025-01-31 5532 15304 20836 73.45%
2024-12-31 5502 15281 20783 73.53%
2024-11-30 5489 15276 20765 73.57%
2024-10-31 5452 15189 20641 73.59%
2024-09-30 5435 15053 20488 73.47%
2024-08-31 5395 14993 20388 73.54%
2024-07-31 5358 14902 20260 73.55%
2024-06-30 5335 14810 20145 73.52%
2024-05-31 5335 14809 20144 73.52%
2024-04-30 5307 14752 20059 73.54%
2024-03-31 5293 14704 19997 73.53%
2024-02-29 5287 14692 19979 73.54%
2024-01-31 5259 14664 19923 73.60%
2023-12-31 5267 14553 19820 73.43%
2023-11-30 5266 14614 19880 73.51%
2023-10-31 5248 14593 19841 73.55%
2023-09-30 5230 14557 19787 73.57%
2023-08-31 5224 14502 19726 73.52%
2023-07-31 5226 14419 19645 73.40%
2023-06-30 5207 14458 19665 73.52%
2023-05-31 5205 14397 19602 73.45%
2023-04-30 5165 14325 19490 73.50%
2023-03-31 5155 14365 19520 73.59%
2023-02-28 5139 14330 19469 73.60%
2023-01-31 5100 14355 19455 73.79%
2022-12-31 5072 14343 19415 73.88%
2022-11-30 5081 14359 19440 73.86%
2022-10-31 5034 14348 19382 74.03%
2022-09-30 5035 14251 19286 73.89%
2022-08-31 5019 14155 19174 73.82%
2022-07-31 4994 14081 19075 73.82%
2022-06-30 4964 14072 19036 73.92%
2022-05-31 4964 14087 19051 73.94%
2022-04-30 4935 14023 18958 73.97%
2022-03-31 4911 13969 18880 73.99%
2022-02-28 4902 13939 18841 73.98%
2022-01-31 4871 13926 18797 74.09%
2021-12-31 4862 13870 18732 74.04%
2021-11-30 4843 13724 18567 73.92%
2021-10-31 4795 13558 18353 73.87%
2021-09-30 4764 13423 18187 73.81%
2021-08-31 4745 13284 18029 73.68%
2021-07-31 4748 13156 17904 73.48%
2021-06-30 4757 13088 17845 73.34%
2021-05-31 4757 13073 17830 73.32%
2021-04-30 4747 13103 17850 73.41%
2021-03-31 4737 13069 17806 73.40%
2021-02-28 4715 12922 17637 73.27%
2021-01-31 4708 12914 17622 73.28%
2020-12-31 4680 12906 17586 73.39%
2020-11-30 4678 12871 17549 73.34%
2020-10-31 4651 12784 17435 73.32%
2020-09-30 4611 12715 17326 73.39%
2020-08-31 4575 12643 17218 73.43%
2020-07-31 4564 12666 17230 73.51%
2020-06-30 4528 12595 17123 73.56%
2020-05-31 4512 12596 17108 73.63%
2020-04-30 4472 12582 17054 73.78%
2020-03-31 4445 12638 17083 73.98%
2020-02-29 4423 12662 17085 74.11%
2020-01-31 4403 12652 17055 74.18%
2019-12-31 4377 12645 17022 74.29%
2019-11-30 4361 12630 16991 74.33%
2019-10-31 4342 12530 16872 74.27%
2019-09-30 4332 12411 16743 74.13%
2019-08-31 4307 12282 16589 74.04%
2019-07-31 4278 12163 16441 73.98%
2019-06-30 4240 12075 16315 74.01%
2019-05-31 4208 12117 16325 74.22%
2019-04-30 4185 12062 16247 74.24%
2019-03-31 4139 12027 16166 74.40%
2019-02-28 4107 11996 16103 74.50%
2019-01-31 4076 11918 15994 74.52%
2018-12-31 4027 11777 15804 74.52%
2018-11-30 4003 11810 15813 74.69%
2018-10-31 3931 11669 15600 74.80%
2018-09-30 3913 11450 15363 74.53%
2018-08-31 3878 11224 15102 74.32%
2018-07-31 3798 11105 14903 74.52%
2018-06-30 3762 10989 14751 74.50%
2018-05-31 3730 10992 14722 74.66%
2018-04-30 3662 10862 14524 74.79%
2018-03-31 3611 10830 14441 74.99%
2018-02-28 3578 10778 14356 75.08%
2018-01-31 3519 10781 14300 75.39%
2017-12-31 3482 10647 14129 75.36%
2017-11-30 3456 10579 14035 75.38%
2017-10-31 3404 10470 13874 75.46%
2017-09-30 3334 10395 13729 75.72%
2017-08-31 3272 10254 13526 75.81%
2017-07-31 3256 10174 13430 75.76%
2017-06-30 3240 10154 13394 75.81%
2017-05-31 3227 10170 13397 75.91%
2017-04-30 3215 10138 13353 75.92%
2017-03-31 3209 10132 13341 75.95%
2017-02-28 3175 10131 13306 76.14%
2017-01-31 3140 10072 13212 76.23%
2016-12-31 3090 10026 13116 76.44%
2016-11-30 3071 9972 13043 76.45%
2016-10-31 2986 9906 12892 76.84%
2016-09-30 2944 9875 12819 77.03%
2016-08-31 2888 9809 12697 77.25%
2016-07-31 2835 9640 12475 77.27%
2016-06-30 2805 9592 12397 77.37%
2016-05-31 2802 9584 12386 77.38%
2016-04-30 2800 9591 12391 77.40%
2016-03-31 2779 9577 12356 77.51%
2016-02-29 2765 9541 12306 77.53%
2016-01-31 2747 9501 12248 77.57%
2015-12-31 2724 9471 12195 77.66%
2015-11-30 2707 9483 12190 77.79%
2015-10-31 2679 9378 12057 77.78%
2015-09-30 2676 9239 11915 77.54%
2015-08-31 2658 9115 11773 77.42%
2015-07-31 2633 9020 11653 77.40%
2015-06-30 2619 8990 11609 77.44%
2015-05-31 2587 8868 11455 77.42%
2015-04-30 2590 8851 11441 77.36%
2015-03-31 2572 8873 11445 77.53%
2015-02-28 2564 8791 11355 77.42%
2015-01-31 2559 8731 11290 77.33%
2014-12-31 2550 8766 11316 77.47%
2014-11-30 2540 8710 11250 77.42%
2014-10-31 2531 8664 11195 77.39%
2014-09-30 2515 8585 11100 77.34%
2014-08-31 2504 8523 11027 77.29%
2014-07-31 2474 8411 10885 77.27%
2014-06-30 2452 8408 10860 77.42%
2014-05-31 2440 8363 10803 77.41%
2014-04-30 2431 8330 10761 77.41%
2014-03-31 2426 8362 10788 77.51%
2014-02-28 2418 8358 10776 77.56%
2014-01-31 2420 8279 10699 77.38%
2013-12-31 2390 8265 10655 77.57%
2013-11-30 2383 8246 10629 77.58%
2013-10-31 2374 8284 10658 77.73%
2013-09-30 2372 8212 10584 77.59%
2013-08-31 2371 8193 10564 77.56%
2013-07-31 2360 8135 10495 77.51%
2013-06-30 2348 8114 10462 77.56%
2013-05-31 2346 8150 10496 77.65%
2013-04-30 2358 8160 10518 77.58%
2013-03-31 2363 8214 10577 77.66%
2013-02-28 2354 8262 10616 77.83%
2013-01-31 2366 8251 10617 77.71%
2012-12-31 2372 8256 10628 77.68%
2012-11-30 2366 8292 10658 77.80%
2012-10-31 2356 8294 10650 77.88%
2012-09-30 2345 8242 10587 77.85%
2012-08-31 2336 8222 10558 77.87%
2012-07-31 2337 8263 10600 77.95%
2012-06-30 2326 8232 10558 77.97%
2012-05-31 2328 8274 10602 78.04%
2012-04-30 2315 8273 10588 78.14%
2012-03-31 2301 8305 10606 78.30%
2012-02-29 2267 8497 10764 78.94%
2012-01-31 2255 8664 10919 79.35%
2011-12-31 2238 8552 10790 79.26%
2011-11-30 2245 8786 11031 79.65%
2011-10-31 2230 8669 10899 79.54%
2011-09-30 2194 8549 10743 79.58%
2011-08-31 2179 8437 10616 79.47%
2011-07-31 2172 8311 10483 79.28%
2011-06-30 2152 8244 10396 79.30%
2011-05-31 2142 8281 10423 79.45%
2011-04-30 2143 8267 10410 79.41%
2011-03-31 2153 8351 10504 79.50%
2011-02-28 2142 8283 10425 79.45%
2011-01-31 2150 8284 10434 79.39%
2010-12-31 2130 8255 10385 79.49%
2010-11-30 2126 8215 10341 79.44%
2010-10-31 2117 8210 10327 79.50%
2010-09-30 2088 8270 10358 79.84%
2010-08-31 2076 8256 10332 79.91%
2010-07-31 2059 8206 10265 79.94%
2010-06-30 2035 8184 10219 80.09%
2010-05-31 2038 9263 11301 81.97%
2010-04-30 2042 9401 11443 82.16%
2010-03-31 2031 9390 11421 82.22%
2010-02-28 2012 9300 11312 82.21%
2010-01-31 1987 9303 11290 82.40%
2009-12-31 1978 9300 11278 82.46%
2009-11-30 1999 9298 11297 82.31%
2009-10-31 1984 9267 11251 82.37%
2009-09-30 1976 9285 11261 82.45%
2009-08-31 1955 9213 11168 82.49%
2009-07-31 1956 9435 11391 82.83%
2009-06-30 1927 9866 11793 83.66%
2009-05-31 1930 9996 11926 83.82%
2009-04-30 1921 10508 12429 84.54%
2009-03-31 1941 10590 12531 84.51%
2009-02-28 1931 10679 12610 84.69%
2009-01-31 1920 10718 12638 84.81%
2008-12-31 1922 10778 12700 84.87%
2008-11-30 1917 10844 12761 84.98%
2008-10-31 1892 10852 12744 85.15%
2008-09-30 1882 10591 12473 84.91%
2008-08-31 1868 10621 12489 85.04%
2008-07-31 1851 10478 12329 84.99%
2008-06-30 1823 10271 12094 84.93%
2008-05-31 1804 10145 11949 84.90%
2008-04-30 1796 10045 11841 84.83%
2008-03-31 1801 9932 11733 84.65%
2008-02-29 1776 9771 11547 84.62%
2008-01-31 1763 9707 11470 84.63%
2007-12-31 1725 9514 11239 84.65%
2007-11-30 1707 9387 11094 84.61%
2007-10-31 1696 9226 10922 84.47%
2007-09-30 1676 9030 10706 84.35%
2007-08-31 1676 8825 10501 84.04%
2007-07-31 1651 8605 10256 83.90%
2007-06-30 1644 8386 10030 83.61%
2007-05-31 1628 8240 9868 83.50%
2007-04-30 1607 8053 9660 83.36%
2007-03-31 1591 7991 9582 83.40%
2007-02-28 1548 7924 9472 83.66%
2007-01-31 1546 7912 9458 83.65%
2006-12-31 1532 7801 9333 83.59%
2006-11-30 1525 7732 9257 83.53%
2006-10-31 1503 7602 9105 83.49%
2006-09-30 1488 7531 9019 83.50%
2006-08-31 1473 7401 8874 83.40%
2006-07-31 1483 7161 8644 82.84%
2006-06-30 1476 7045 8521 82.68%
2006-05-31 1465 6896 8361 82.48%
2006-04-30 1462 6764 8226 82.23%
2006-03-31 1470 6724 8194 82.06%
2006-02-28 1469 6632 8101 81.87%
2006-01-31 1454 6584 8038 81.91%
2005-12-31 1442 6526 7968 81.90%
2005-11-30 1442 6466 7908 81.77%
2005-10-31 1438 6381 7819 81.61%
2005-09-30 1421 6278 7699 81.54%
2005-08-31 1413 6181 7594 81.39%
2005-07-31 1401 6097 7498 81.32%
2005-06-30 1375 6045 7420 81.47%
2005-05-31 1341 5950 7291 81.61%
2005-04-30 1299 5827 7126 81.77%
2005-03-31 1279 5520 6799 81.19%
2005-02-28 1275 6182 7457 82.90%
2005-01-31 1334 6380 7714 82.71%
2004-12-31 1361 6575 7936 82.85%
2004-11-30 1379 6548 7927 82.60%
2004-10-31 1444 6745 8189 82.37%
2004-09-30 1465 7012 8477 82.72%
2004-08-31 1478 7089 8567 82.75%
2004-07-31 1475 7218 8693 83.03%
2004-06-30 1497 7374 8871 83.12%
2004-05-31 1507 8196 9703 84.47%
2004-04-30 1519 9127 10646 85.73%
2004-03-31 1517 9325 10842 86.01%
2004-02-29 1544 9491 11035 86.01%
2004-01-31 1574 10340 11914 86.79%
2003-12-31 1593 11303 12896 87.65%
2003-11-30 1598 11750 13348 88.03%
2003-10-31 1632 11983 13615 88.01%
2003-09-30 1665 12554 14219 88.29%
2003-08-31 1703 13005 14708 88.42%
2003-07-31 1730 13494 15224 88.64%
2003-06-30 1775 13958 15733 88.72%
2003-05-31 1796 14502 16298 88.98%
2003-04-30 1815 14866 16681 89.12%
2003-03-31 1830 15162 16992 89.23%

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