HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 18 | 180 | 198 | 90.91% |
| 2024-12-31 | 17 | 171 | 188 | 90.96% |
| 2023-12-31 | 12 | 162 | 174 | 93.10% |
| 2022-12-31 | 11 | 149 | 160 | 93.13% |
| 2021-12-31 | 11 | 144 | 155 | 92.90% |
| 2020-12-31 | 10 | 123 | 133 | 92.48% |
| 2019-12-31 | 8 | 128 | 136 | 94.12% |
| 2018-12-31 | 10 | 116 | 126 | 92.06% |
| 2017-12-31 | 9 | 122 | 131 | 93.13% |
| 2016-12-31 | 8 | 120 | 128 | 93.75% |
| 2015-12-31 | 6 | 119 | 125 | 95.20% |
| 2014-12-31 | 9 | 102 | 111 | 91.89% |
| 2013-12-31 | 12 | 98 | 110 | 89.09% |
| 2012-12-31 | 13 | 106 | 119 | 89.08% |
| 2011-12-31 | 13 | 92 | 105 | 87.62% |
| 2010-12-31 | 15 | 92 | 107 | 85.98% |
| 2009-12-31 | 10 | 68 | 78 | 87.18% |
| 2008-12-31 | 10 | 70 | 80 | 87.50% |
| 2007-12-31 | 9 | 72 | 81 | 88.89% |
| 2006-12-31 | 11 | 66 | 77 | 85.71% |
| 2005-12-31 | 5 | 57 | 62 | 91.94% |
| 2004-12-31 | 7 | 60 | 67 | 89.55% |
| 2003-12-31 | 5 | 57 | 62 | 91.94% |
| 2003-03-31 | 5 | 57 | 62 | 91.94% |
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