CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 32 | 901 | 933 | 96.57% |
| 2024-12-31 | 25 | 728 | 753 | 96.68% |
| 2023-12-31 | 23 | 509 | 532 | 95.68% |
| 2022-12-31 | 21 | 375 | 396 | 94.70% |
| 2021-12-31 | 11 | 230 | 241 | 95.44% |
| 2020-12-31 | 10 | 109 | 119 | 91.60% |
| 2019-12-31 | 12 | 95 | 107 | 88.79% |
| 2018-12-31 | 17 | 92 | 109 | 84.40% |
| 2017-12-31 | 10 | 76 | 86 | 88.37% |
| 2016-12-31 | 11 | 59 | 70 | 84.29% |
| 2015-12-31 | 11 | 70 | 81 | 86.42% |
| 2014-12-31 | 6 | 23 | 29 | 79.31% |
| 2013-12-31 | 5 | 20 | 25 | 80.00% |
| 2012-12-31 | 5 | 14 | 19 | 73.68% |
| 2011-12-31 | 5 | 18 | 23 | 78.26% |
| 2010-12-31 | 5 | 16 | 21 | 76.19% |
| 2009-12-31 | 5 | 17 | 22 | 77.27% |
| 2008-12-31 | 6 | 14 | 20 | 70.00% |
| 2007-12-31 | 6 | 11 | 17 | 64.71% |
| 2006-12-31 | 5 | 2 | 7 | 28.57% |
| 2005-12-31 | 3 | 1 | 4 | 25.00% |
| 2004-12-31 | 2 | 2 | 4 | 50.00% |
| 2003-12-31 | 2 | 14 | 16 | 87.50% |
| 2003-03-31 | 2 | 15 | 17 | 88.24% |
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