CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 9 | 131 | 140 | 93.57% |
| 2024-12-31 | 9 | 102 | 111 | 91.89% |
| 2023-12-31 | 8 | 86 | 94 | 91.49% |
| 2022-12-31 | 9 | 72 | 81 | 88.89% |
| 2021-12-31 | 8 | 65 | 73 | 89.04% |
| 2020-12-31 | 8 | 48 | 56 | 85.71% |
| 2019-12-31 | 5 | 60 | 65 | 92.31% |
| 2018-12-31 | 6 | 40 | 46 | 86.96% |
| 2017-12-31 | 5 | 43 | 48 | 89.58% |
| 2016-12-31 | 7 | 48 | 55 | 87.27% |
| 2015-12-31 | 8 | 59 | 67 | 88.06% |
| 2014-12-31 | 7 | 58 | 65 | 89.23% |
| 2013-12-31 | 9 | 55 | 64 | 85.94% |
| 2012-12-31 | 9 | 58 | 67 | 86.57% |
| 2011-12-31 | 6 | 34 | 40 | 85.00% |
| 2010-12-31 | 5 | 34 | 39 | 87.18% |
| 2009-12-31 | 6 | 32 | 38 | 84.21% |
| 2008-12-31 | 4 | 19 | 23 | 82.61% |
| 2007-12-31 | 4 | 19 | 23 | 82.61% |
| 2006-12-31 | 3 | 6 | 9 | 66.67% |
| 2005-12-31 | 2 | 2 | 4 | 50.00% |
| 2004-12-31 | 2 | 4 | 6 | 66.67% |
| 2003-12-31 | 3 | 39 | 42 | 92.86% |
| 2003-03-31 | 1 | 66 | 67 | 98.51% |
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