CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 7 | 40 | 47 | 85.11% |
| 2024-12-31 | 4 | 27 | 31 | 87.10% |
| 2023-12-31 | 5 | 30 | 35 | 85.71% |
| 2022-12-31 | 5 | 30 | 35 | 85.71% |
| 2021-12-31 | 5 | 27 | 32 | 84.38% |
| 2020-12-31 | 2 | 29 | 31 | 93.55% |
| 2019-12-31 | 3 | 37 | 40 | 92.50% |
| 2018-12-31 | 3 | 14 | 17 | 82.35% |
| 2017-12-31 | 2 | 10 | 12 | 83.33% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
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