Wisdom Asset Management Limited (HK) 滙智資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2025-09-21 | 4 | 75 | 79 | 94.94% |
2024-12-31 | 4 | 74 | 78 | 94.87% |
2023-12-31 | 4 | 64 | 68 | 94.12% |
2022-12-31 | 4 | 52 | 56 | 92.86% |
2021-12-31 | 4 | 41 | 45 | 91.11% |
2020-12-31 | 5 | 36 | 41 | 87.80% |
2019-12-31 | 4 | 31 | 35 | 88.57% |
2018-12-31 | 4 | 28 | 32 | 87.50% |
2017-12-31 | 3 | 12 | 15 | 80.00% |
2016-12-31 | 0 | 0 | 0 | 0.00% |
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