MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-21 10 97 107 90.65%
2024-12-31 8 85 93 91.40%
2023-12-31 4 76 80 95.00%
2022-12-31 4 75 79 94.94%
2021-12-31 5 73 78 93.59%
2020-12-31 5 85 90 94.44%
2019-12-31 3 93 96 96.88%
2018-12-31 3 86 89 96.63%
2017-12-31 3 74 77 96.10%
2016-12-31 3 97 100 97.00%
2015-12-31 3 135 138 97.83%
2014-12-31 2 122 124 98.39%
2013-12-31 2 116 118 98.31%
2012-12-31 2 113 115 98.26%
2011-12-31 2 123 125 98.40%
2010-12-31 4 115 119 96.64%
2009-12-31 2 90 92 97.83%
2008-12-31 3 100 103 97.09%
2007-12-31 3 97 100 97.00%
2006-12-31 2 81 83 97.59%
2005-12-31 3 71 74 95.95%
2004-12-31 3 26 29 89.66%
2003-12-31 2 56 58 96.55%
2003-03-31 2 69 71 97.18%

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