UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 7 | 105 | 112 | 93.75% |
| 2024-12-31 | 7 | 100 | 107 | 93.46% |
| 2023-12-31 | 5 | 83 | 88 | 94.32% |
| 2022-12-31 | 5 | 70 | 75 | 93.33% |
| 2021-12-31 | 4 | 65 | 69 | 94.20% |
| 2020-12-31 | 5 | 59 | 64 | 92.19% |
| 2019-12-31 | 5 | 56 | 61 | 91.80% |
| 2018-12-31 | 5 | 54 | 59 | 91.53% |
| 2017-12-31 | 6 | 42 | 48 | 87.50% |
| 2016-12-31 | 3 | 41 | 44 | 93.18% |
| 2015-12-31 | 3 | 33 | 36 | 91.67% |
| 2014-12-31 | 3 | 37 | 40 | 92.50% |
| 2013-12-31 | 3 | 34 | 37 | 91.89% |
| 2012-12-31 | 3 | 33 | 36 | 91.67% |
| 2011-12-31 | 3 | 32 | 35 | 91.43% |
| 2010-12-31 | 3 | 32 | 35 | 91.43% |
| 2009-12-31 | 3 | 31 | 34 | 91.18% |
| 2008-12-31 | 3 | 29 | 32 | 90.63% |
| 2007-12-31 | 3 | 27 | 30 | 90.00% |
| 2006-12-31 | 3 | 24 | 27 | 88.89% |
| 2005-12-31 | 3 | 24 | 27 | 88.89% |
| 2004-12-31 | 5 | 30 | 35 | 85.71% |
| 2003-12-31 | 5 | 95 | 100 | 95.00% |
| 2003-03-31 | 8 | 109 | 117 | 93.16% |
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