JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-21 9 78 87 89.66%
2024-12-31 9 68 77 88.31%
2023-12-31 9 67 76 88.16%
2022-12-31 9 63 72 87.50%
2021-12-31 11 55 66 83.33%
2020-12-31 12 56 68 82.35%
2019-12-31 11 61 72 84.72%
2018-12-31 11 52 63 82.54%
2017-12-31 9 51 60 85.00%
2016-12-31 7 52 59 88.14%
2015-12-31 7 47 54 87.04%
2014-12-31 7 37 44 84.09%
2013-12-31 5 41 46 89.13%
2012-12-31 7 35 42 83.33%
2011-12-31 7 32 39 82.05%
2010-12-31 7 28 35 80.00%
2009-12-31 7 20 27 74.07%
2008-12-31 7 1 8 12.50%
2007-12-31 7 1 8 12.50%
2006-12-31 4 1 5 20.00%
2005-12-31 5 1 6 16.67%
2004-12-31 2 1 3 33.33%
2003-12-31 2 41 43 95.35%
2003-03-31 2 45 47 95.74%

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