CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 29 | 641 | 670 | 95.67% |
| 2024-12-31 | 31 | 675 | 706 | 95.61% |
| 2023-12-31 | 32 | 692 | 724 | 95.58% |
| 2022-12-31 | 30 | 634 | 664 | 95.48% |
| 2021-12-31 | 27 | 519 | 546 | 95.05% |
| 2020-12-31 | 24 | 348 | 372 | 93.55% |
| 2019-12-31 | 22 | 305 | 327 | 93.27% |
| 2018-12-31 | 16 | 260 | 276 | 94.20% |
| 2017-12-31 | 14 | 180 | 194 | 92.78% |
| 2016-12-31 | 11 | 163 | 174 | 93.68% |
| 2015-12-31 | 7 | 124 | 131 | 94.66% |
| 2014-12-31 | 8 | 93 | 101 | 92.08% |
| 2013-12-31 | 7 | 81 | 88 | 92.05% |
| 2012-12-31 | 9 | 76 | 85 | 89.41% |
| 2011-12-31 | 7 | 65 | 72 | 90.28% |
| 2010-12-31 | 4 | 51 | 55 | 92.73% |
| 2009-12-31 | 3 | 6 | 9 | 66.67% |
| 2008-12-31 | 3 | 6 | 9 | 66.67% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
| 2004-12-31 | 2 | 18 | 20 | 90.00% |
| 2003-12-31 | 2 | 17 | 19 | 89.47% |
| 2003-03-31 | 2 | 13 | 15 | 86.67% |
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