HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 29 | 353 | 382 | 92.41% |
| 2024-12-31 | 30 | 364 | 394 | 92.39% |
| 2023-12-31 | 28 | 331 | 359 | 92.20% |
| 2022-12-31 | 30 | 288 | 318 | 90.57% |
| 2021-12-31 | 33 | 246 | 279 | 88.17% |
| 2020-12-31 | 28 | 196 | 224 | 87.50% |
| 2019-12-31 | 18 | 145 | 163 | 88.96% |
| 2018-12-31 | 17 | 118 | 135 | 87.41% |
| 2017-12-31 | 19 | 87 | 106 | 82.08% |
| 2016-12-31 | 20 | 68 | 88 | 77.27% |
| 2015-12-31 | 15 | 59 | 74 | 79.73% |
| 2014-12-31 | 8 | 43 | 51 | 84.31% |
| 2013-12-31 | 3 | 13 | 16 | 81.25% |
| 2012-12-31 | 4 | 13 | 17 | 76.47% |
| 2011-12-31 | 2 | 10 | 12 | 83.33% |
| 2010-12-31 | 4 | 4 | 8 | 50.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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