CCB INTERNATIONAL SECURITIES LIMITED 建銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 14 | 34 | 48 | 70.83% |
| 2024-12-31 | 15 | 40 | 55 | 72.73% |
| 2023-12-31 | 11 | 45 | 56 | 80.36% |
| 2022-12-31 | 16 | 46 | 62 | 74.19% |
| 2021-12-31 | 16 | 52 | 68 | 76.47% |
| 2020-12-31 | 17 | 51 | 68 | 75.00% |
| 2019-12-31 | 18 | 54 | 72 | 75.00% |
| 2018-12-31 | 17 | 55 | 72 | 76.39% |
| 2017-12-31 | 16 | 54 | 70 | 77.14% |
| 2016-12-31 | 17 | 51 | 68 | 75.00% |
| 2015-12-31 | 16 | 45 | 61 | 73.77% |
| 2014-12-31 | 14 | 42 | 56 | 75.00% |
| 2013-12-31 | 13 | 46 | 59 | 77.97% |
| 2012-12-31 | 13 | 47 | 60 | 78.33% |
| 2011-12-31 | 7 | 67 | 74 | 90.54% |
| 2010-12-31 | 6 | 62 | 68 | 91.18% |
| 2009-12-31 | 6 | 27 | 33 | 81.82% |
| 2008-12-31 | 4 | 17 | 21 | 80.95% |
| 2007-12-31 | 3 | 6 | 9 | 66.67% |
| 2006-12-31 | 3 | 1 | 4 | 25.00% |
| 2005-12-31 | 2 | 1 | 3 | 33.33% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
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