HSBC INVESTMENT FUNDS (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 14 | 61 | 75 | 81.33% |
| 2024-12-31 | 14 | 61 | 75 | 81.33% |
| 2023-12-31 | 10 | 57 | 67 | 85.07% |
| 2022-12-31 | 10 | 53 | 63 | 84.13% |
| 2021-12-31 | 10 | 56 | 66 | 84.85% |
| 2020-12-31 | 8 | 51 | 59 | 86.44% |
| 2019-12-31 | 7 | 47 | 54 | 87.04% |
| 2018-12-31 | 9 | 41 | 50 | 82.00% |
| 2017-12-31 | 8 | 51 | 59 | 86.44% |
| 2016-12-31 | 7 | 48 | 55 | 87.27% |
| 2015-12-31 | 5 | 40 | 45 | 88.89% |
| 2014-12-31 | 7 | 32 | 39 | 82.05% |
| 2013-12-31 | 9 | 28 | 37 | 75.68% |
| 2012-12-31 | 10 | 25 | 35 | 71.43% |
| 2011-12-31 | 9 | 16 | 25 | 64.00% |
| 2010-12-31 | 7 | 14 | 21 | 66.67% |
| 2009-12-31 | 9 | 11 | 20 | 55.00% |
| 2008-12-31 | 9 | 9 | 18 | 50.00% |
| 2007-12-31 | 9 | 9 | 18 | 50.00% |
| 2006-12-31 | 11 | 8 | 19 | 42.11% |
| 2005-12-31 | 5 | 8 | 13 | 61.54% |
| 2004-12-31 | 7 | 9 | 16 | 56.25% |
| 2003-12-31 | 4 | 7 | 11 | 63.64% |
| 2003-03-31 | 4 | 8 | 12 | 66.67% |
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